New Capital is part of EFG Asset Management. For more information visit: www.efg.com
Introduction
EFG Asset Management (UK) Limited (“EFGAM”) is authorised and regulated by the Financial Conduct Authority (“FCA”). EFGAM is required to comply with applicable FCA rules, including those transposing aspects of Article 3g of SRD II (“Shareholder Rights Directive II”) (EU) 2017/828. SRD II seeks to promote shareholder engagement and is part of a series of EU-wide measures intended to improve stewardship and corporate governance.
EFGAM is a provider of actively managed investment products and services to professional advisers and institutional investors around the world. The investment universe that this policy relates to comprises equity and fixed income funds that EFGAM manages. Where EFGAM manages discretionary portfolios delegated by EFG Private Bank we are currently developing our engagement policies and processes to include these clients.