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Marketing Communication | Quarterly Commentary

Market Update

The third quarter of 2024 experienced a sustained rally in global equity markets, despite occasional volatility and economic uncertainties. The MSCI World Index and the MSCI All Countries Index showed consistent gains, with year-to-date returns of 19.1% by the end of September.

The quarter opened with a change in investor sentiment in July. Soft US consumer price index inflation numbers led to the anticipation of a Fed funds rate cut, prompting a move from mega-cap tech stocks to US small-cap stocks. Reflecting a weakening in the US economy, bond markets rallied, with yields on US Treasury bonds falling to the lowest in more than a year.

August witnessed a continuation of the equity rally, but volatility increased due to fears of a looming US recession and changes in Japanese monetary policy. These concerns added to geopolitical tensions and the prospect of monetary easing and contributed to extend the gold price rally.

September brought new all-time highs for global stock markets. The Federal Reserve started easing interest rates, shifting its focus from inflation control to supporting the labour market and economic growth. Chinese authorities announced measures to stimulate their economy, and declining oil prices provided further market support. Throughout the quarter, all major developed market currencies and the yuan renminbi recovered against the US dollar.

The outlook at the end of the quarter is supported by the expectation of a prolonged period of monetary policy easing and moderate bond yields.

In September, the European Central Bank (ECB) cut the deposit facility rate by 25 bps, citing further progress with disinflation. The staff projections were little changed with some near-term downgrade of growth and a small upgrade of inflation, but no change to the 2026 inflation projections. While the written guidance did not express an explicit easing bias, President Lagarde stated in the press conference that the direction for policy rates was “pretty obvious”. The staff’s revised growth forecast for Q3 and Lagarde’s comment on the likely weakness of inflation in September imply a significant hurdle for downside surprises in the near term. This supports the view that rates will stay on hold at the October meeting, while a third 25 bps rate cut in December remains very likely.

In September, eurozone inflation stabilized at 2.2%, while the core component hoovered at 2.8%. The normalization of consumer prices continued over the quarter, but headlines struggled to move to the 2% target. This didn’t prevent ECB to trim tight monetary policy by cutting rates from its record high of 4%. As
pointed out by the forward-looking indicators, economic activity remains healthy in the service sector, as witnessed by PMI prints above the 50 thresholds. On the other side, the sentiment in the manufacturing sector, although recovering, is still relatively depressed and shows just modest signs of recovery.

On the political side, the outcome of the French lower house election on 7 July was a hung parliament, with three main political blocks failing to reach a majority. The left-wing New Popular Front (NFP) alliance landed a shock success securing 188 seats, French President Emmanuel Macron’s centrist alliance took second place with 161 seats, while the far-right National Rally (RN) and its allies, which won by a clear margin in the first round, came in third with 142 seats. The projected results meant that no party obtained the 289 seats needed for an overall majority in the 577-seat assembly, setting the country on course for a hung parliament. On 5 September, President Macron finally appointed Michel Barnier as prime minister. The new government—composed of President Macron’s centrist ally parties and the centre-right party Les Républicains—lacks an absolute majority in the National Assembly and will need to rely on the passive support of opposition parties to survive any votes of no-confidence. The leadership of the far-right party RN has signaled openness to filling this role, which would allow Prime Minister Barnier’s government to remain in place following the start of Parliament on 1 October.

During the quarter, French government bond spreads remained close to all time highs, trading around 80 bps over German bunds. The formation of the new government didn’t relieve the pressure on sovereign paper, while corporate bonds spreads proved more resilient, recovering some of the initial widening.

On the geopolitical front, the major hotspots of the Middle East and Ukraine continued to stay in focus with no real progress towards the end of both conflicts.
In this environment interest rates dropped in the past quarter and the yield curve significantly steepened. As a reference, the 2-year Bund yield dropped 75 bps to 2.08%, while 10-year bond declined 37 bps to 2.13%. Apart from French government bonds, spreads on other peripheral countries continued to trade generally well, with 10 yrs Italian BTP trading around 130 bps and Greek equivalent below 100 bps over German bunds.

European credit spreads generally tightened in the investment grade space: utilities and REITS outperformed the rest of the market, while energy and consumer cyclicals proved the weakest sectors. In the high yield market, credit spreads remained roughly flat over the quarter, with modest tightening in the B-rating bucket and some softening in the BB space. Among subordinated bonds, financials (AT1, LT2) outperformed corporate hybrids. Euro investment grade (IG) saw gross issuance of €158bn in 3Q24, lower than previous quarter but relatively solid given seasonality.

Short EUR IG corporate delivered a positive performance during the quarter: 1-3y bucket delivered +2.26% (the Fund’s reference market, ICE BofA 1-3 Years Euro Corporate Index), 3-5y bucket posted +3.21%, while 5-7y bucket 3.80%.

The strong rally in interest rates had a tangible impact on the investment grade corporate markets and performance turned positive across all sectors. Best returns were achieved among REITS (3.80%), insurance (3.65%) and telecom (3.47%), while consumer cyclicals (2.42%) energy (3.11%) and basic industries (3.19%) proved the laggards.

Fund Performance & Positioning

In the third quarter, the Fund delivered a positive absolute return of +2.02%, +2.87% since the beginning of the year. During the quarter, looking more in detail, we acknowledged that the slight underperformance in relative terms versus the benchmark was due to: 1) the overexposure to longest maturities (+25bps) which was not sufficient to offset the cost of the overexposure to the shortest maturities (-35bps) and 2) the selection in the financial sector (and the absence of subordinated bonds as per our cautious approach) cost the fund 10bps.

In terms of countries, at the end of the quarter we are exposed to 15 countries while the reference index is differentiated among 41 countries. Our major overweights are in the United States (+7.4%), Canada (+6.6%) and Spain (+5.9%). The major underweights are in France (-6.4%) and Netherlands (-5.8%). We have never had exposure to China, Hong Kong, UAE and other minor countries which are present in the benchmark (i.e. Eastern EU countries).

On duration, the Fund maintained a neutral stance over the period (1.93 years vs 1.86 years of the reference market) underweighting 1-3y bucket (-0.84 year) fully compensated by overweighting 0-1y (+0.07y) and 3-5y (+0.85y). This positioning has been built from 1Q24.

From a sector point of view, the quarter ends with an overweight to a long lasting and well-diversified group of senior financials (64% vs 50%) and consumer cyclicals (15% vs 9%) while we are slightly underweighting a few sectors such as industrials (-6%), consumer non-cyclicals (-5%), and energy and basic materials by 4% and 3% respectively.

On ratings, we maintained our overweight in the AA (+7%ca.) and A (8%ca.) buckets through the quarter, while we always have been underweighted on BBB bucket in the range of 14%-16%.

Overall the portfolio enters the fourth quarter with an A- average rating (as the reference index), 3.37% yield and 1.93 years of duration. We think we are starting to see a normalization of the yield curve, that, given the multiplicative effect of the duration, is going to positively impact the slightly longer part of the curve. In order to profit from this movement, we are repositioning the portfolio to some longer duration. This has temporarily increased the absolute risk which remained below the one of the benchmark (1.21% vs 1.25%). We think the opportunity is worth the slightly higher risk. At the end of the quarter, we are invested in 71 positions (vs 1,302 of the reference index).

We are still finding enough opportunities in the investment grade market with no need to consider high yield issues. Our defensive positioning means we so not have to take aggressive and volatile positioning such as low rated bonds (high yields) and/or very volatile ones (subordinated bonds). As a reference we have never been invested in Credit Suisse, China, Russia and real estate linked issuers. In terms of activity, we joined the primary market (or switched positions) that provides a better diversification, increase yield and/or improved our ESG score. In terms of bucket, we focus on the 1-3y and 3-5y. The Fund has always had only euro denominated issuers, so no forex exposure. No derivatives have been used. In addition, the Fund is an Article 8+ with 55.8% ESG score vs 55.0% of the reference index at the end of June. Green bonds at the end of the quarter stay at 25.5% vs 12% of the reference index.

Outlook

The outlook for European fixed income seems rather uncertain at the moment, with inflation still above target, modest growth and a complex geopolitical context. On the macroeconomic side, the European economy is indeed improving, but likely heading towards a slow recovery. At the same time, inflation has stabilized but it is not yet at levels consistent with the central bank mandate. This leaves the ECB with some flexibility to further reduce interest rates. The short end of the yield curve already reflects these considerations, pricing a gradual path to monetary policy accommodation. The outlook is complicated by the usual geopolitical hot spots (Ukraine, Middle East) and by the outcome of US elections, which could indirectly influence the future of some European policies.

On the corporate side, the picture looks comforting: the recent earning season has shown good resilience, particularly among the investment grade names. Balance sheets are generally sound and credit quality good, with levels of debt relatively low and interest rate coverage high across most industries. In term of valuations, European credit spreads trade close to five years lows and current levels seem rich given the current macroeconomic environment. On the other side, the yield to quality trade off still points in favour of short duration investment grade credits, compared to other alternatives in the European fixed income space.

In term of strategy, the Fund will maintain its cautious and diversified approach, whilst continuing to avoid areas of higher structural risks. As expected, activity on the primary market has continued to be relatively strong in the investment grade space and investors receptive to new issues. This confirms keeping an active engagement stance on the primary market to find new opportunities, while being always very selective (i.e. no real estate).

Looking at the portfolio, we will continue to follow our approach that aims to maximize diversification through a strong and repeatable investment process.
Our proprietary risk tool is picking up a series of small idiosyncratic risks in the investment universe that we do not want to run, while we make sure we are better diversified on the main risk factors. In fact, we continue to avoid subordinated bonds, low liquidity issuers/bonds and countries such as China. The portfolio is indeed designed to maintain a cautious approach in term of risk taking, being aware that in the short term we can miss some temporary opportunities. At the same time, we continuously screen our universe searching for positions with the highest diversification potential.

We believe the portfolio is well positioned to capture the upside from stabilization in either a global negative or positive scenario having a well-balanced exposure to credit, while being on a high potential position on the yield curve. We think the Fund, focusing on short-term high-quality investment grade universe, represents a good investment solution for the following reasons: our embedded risk framework process (which aims to put capital preservation on), current yields levels (not seen since 2008), current yield shape and ECB monetary policy ahead. Finally, it’s worth remembering that this Fund has typically offered a good solution for de-risking the whole asset allocation in every portfolio providing a strong, repeatable, and effective cautious approach while investing in short term investment grade universe.

Disclaimer

MARKETING COMMUNICATION

This document has been produced by EFG Asset Management (Switzerland) SA is authorised and regulated by the Swiss Financial Market Authority. Registered address: EFG Asset Management (Switzerland) SA , Quai du Seujet 24, 1201 Geneva, Switzerland. Telephone +41 22 918 71 71. 

All sources: EFG Asset Management (UK) Limited ("EFGAM"), Factset, Bloomberg, Morningstar as at end of the month.  Any other sources as applicable.  

This document has been prepared solely for information purposes. The information contained herein constitutes a marketing communication and should not be construed as financial research or analysis, an offer, a public offer, an investment advice, a recommendation or solicitation to buy, sell or subscribe to financial instruments and/or to the provision of a financial service. It is not intended to be a final representation of the terms and conditions of any investment, security, other financial instrument or other product or service. The content of this document is intended only for persons who understand and are capable of assuming all risks involved. Further, this document is not intended to provide any financial, legal, accounting or tax advice and should not be relied upon in this regard. The information in this document does not take into account the specific investment objectives, financial situation or particular needs of the recipient. You should seek your own professional advice (including tax advice) suitable to your particular circumstances prior to making any investment or if you are in doubt as to the information in this document. 

Performance results shown are net of applicable fees and expenses. The value of investments and the income derived from them can fall as well as rise, and you may not get back the amount originally invested. Past performance is no indicator of future performance. Investment products may be subject to investment risks, involving but not limited to, currency exchange and market risks, fluctuations in value, liquidity risk and, where applicable, possible loss of principal invested. Some funds may have high volatility owing to portfolio composition or the portfolio management techniques utilised or be subject to various other risk factors. Such risks are set out in the Prospectus and KIID/KID.

The information provided in this document is not the result of financial research conducted by EFGAM’s research department. Therefore, it does not constitute investment or independent research as defined in EU regulation (such as “MIFID II” or “MIFIR”) nor under the Swiss “Directive on the Independence of Financial Research” issued by the Swiss Banking Association or any other equivalent local rules. Investors should carefully read the Prospectus and the Key Investor Information Document (KIID) and review such documents prior to taking any investment decisions.  This information can be obtained on request and free of charge from your client relationship officer.

A copy of the English version of the prospectus of the Fund and the key investor information document relating to the Fund is available on www.newcapital.com and may also be obtained from EFG Asset Management (UK) Limited. Where required under national rules, the key investor information document/the key information document will also be available in the local language of the relevant EEA Member State. 

Waystone Management Company (IE) Limited is the appointed Management Company and is regulated by the CBI. The Manager is a private limited company incorporated in Ireland under the company registration
number C123529 with its registered office at 4th Floor, 35 Shelbourne Road, Ballsbridge, Dublin, D04 A4E0, Ireland.

Although information in this document has been obtained from sources believed to be reliable, no member of the EFG group represents or warrants its accuracy, and such information may be incomplete or condensed. Any opinions in this document are subject to change without notice. This document may contain personal opinions which do not necessarily reflect the position of any member of the EFG group. To the fullest extent permissible by law, no member of the EFG group shall be responsible for the consequences of any errors or omissions herein, or reliance upon any opinion or statement contained herein, and each member of the EFG group expressly disclaims any liability, including (without limitation) liability for incidental or consequential damages, arising from the same or resulting from any action or inaction on the part of the recipient in reliance on this document. 

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Comparisons to indexes or benchmarks in this material are being provided for illustrative purposes only and have limitations because indexes and benchmarks have material characteristics that may differ from the particular investment strategies that are being pursued by EFG and securities in which it invests. 

The information and views expressed herein at the time of writing are subject to change at any time without notice and there is no obligation to update or remove outdated information.
Risks associated with debt instruments with loss-absorption features – the Fund/Note/Account may invest in debt instruments with loss-absorption features, for example, contingent convertible debt securities (“CoCos”), senior non-preferred debts and subordinated debts issued by financial institutions. These debt instruments are subject to greater risks when compared to traditional debt instruments as such instruments typically include terms and conditions which may result in them being partly or wholly written off, written down, or converted to ordinary shares of the issuer upon the occurrence of a pre-defined trigger event (e.g. when the issuer is near or at the point of non-viability or when the issuer’s capital ratio falls to a specified level). Such trigger events are likely to be outside of the issuer’s control and are complex and difficult to predict and can result in a significant or total reduction in the value of such instruments.
Country of origin of the collective investment scheme: Luxembourg. The information contained in this document is merely a brief summary of key aspects of the fund. More complete information on the fund can be found in the prospectus or key information document, and the most recent audited annual report and the most recent semi-annual report. These documents constitute the sole binding basis for the purchase of fund units. Copies of these documents are available free of charge and may be obtained upon request from www.newcapital.com and also at the registered office of the Fund at 19, rue de Bitbourg, L-1273 Luxembourg, Grand Duchy of Luxembourg, R.C.S. Luxembourg N° B 74 740; in the United Kingdom from the UK facilities agent, EFG Asset Management (UK) Limited, Park House, 116 Park Street, London W1K 6AF, United Kingdom; in Italy from the Italian paying agent, Allfunds Bank S.A.U., Milan Branch, Via Santa Margherita, 7 – 20121, Milan, Italy; and in Switzerland from the Swiss representative, CACEIS (Switzerland) SA, Route de Signy 35, CH-1260 Nyon 2 and the paying agent, EFG Bank SA, 24 Quai du Seujet, CH-1211, Geneva 2, Switzerland. 

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Hong Kong: EFG Asset Management (Hong Kong) Limited is regulated by The Securities & Futures Commission (CE number AQU400).  Registered address: EFG Asset Management (Hong Kong) Limited , 18th Floor, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong. The contents of this document have not been reviewed nor endorsed by any regulatory authority in Hong Kong. Hong Kong residents are advised to exercise caution in relation to this offer. An investment in the Fund may not be suitable for everyone. If you are in any doubt about the contents of this document, you should consult your stockbroker, bank manager, solicitor, accountant or other financial adviser for independent professional advice. This document has not been approved by the SFC in Hong Kong, nor has a copy of it been registered with the Registrar of Companies in Hong Kong and, must not, therefore, be issued, or possessed for the purpose of issue, to persons in Hong Kong other than (1) professional investors within the meaning of the SFO (including professional investors as defined by the Securities and Futures (Professional Investors) Rules); or (2) in circumstances which do not constitute an offer to the public for the purposes of the Companies Ordinance (Cap 32, Laws of Hong Kong) or the SFO. This document is distributed on a confidential basis and may not be reproduced in any form or transmitted to any person other than the person to whom it is addressed.

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Information for investors in Australia:
For Professional, Institutional and Wholesale Investors Only. This document has been prepared and issued by EFG Asset Management (UK) Limited, a private limited company with registered number 07389736 and with its registered office address at Park House, Park Street, London W1K 6AP (telephone number +44 (0)20 7491 9111). EFG Asset Management (UK) Limited is regulated and authorized by the Financial Conduct Authority No. 536771.
EFG Asset Management (UK) Limited is exempt from the requirement to hold an Australian financial services licence in respect of the financial services it provides to wholesale clients in Australia and is authorised and regulated by the Financial Conduct Authority of the United Kingdom (FCA Registration No. 536771) under the laws of the United Kingdom which differ from Australian laws. This document is personal and intended solely for the use of the person to whom it is given or sent and may not be reproduced, in whole or in part, to any other person.
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Offering Documents
Neither this document nor any document under which Interests in the New Capital Fund Lux (the “Fund”) are offered is a prospectus, product disclosure statement or other formal disclosure document under the Corporations Act.  Interests in the Fund may not be offered, issued, sold or distributed in Australia other than by way of or pursuant to an offer or invitation that does not need disclosure to investors either under Part 7.9 or Part 6D.2 of the Corporations Act, whether by reason of the investor being a wholesale client (as defined in section 761G of the Corporations Act and applicable regulations) or otherwise. Nothing in this document nor any document under which interests in the Fund are offered constitutes an offer of interests in a financial product or financial product advice to a 'retail client' (as defined in section 761G of the Corporations Act and applicable regulations).
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